How To Develop Your Skill For Great Success And Happiness Including Become CPA? | Additional special tips From Admin
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SEC proposes clarifying broker-dealer exemption
The SEC is proposing a clarifying amendment to the exemption provisions of the broker-dealer annual reporting rule under the Securities Exchange Act of 1934.
The proposed amendment would clarify that a broker-dealer would not be required to engage an independent public accountant to certify the broker-dealer’s annual reports if the broker-dealer’s securities business has been limited to acting as a broker or agent for a single issuer in soliciting subscriptions for securities of that issuer — and other conditions are met.
The amendment is being issued to correct an error found in the 2013 publication of the exemption provision.
Comments on the proposal can be submitted through the SEC website within 30 days after the proposal is published in the Federal Register.
— Ken Tysiac (Kenneth.Tysiac@aicpa-cima.com) is the JofA’s editorial director.
Research & References of SEC proposes clarifying broker-dealer exemption|A&C Accounting And Tax Services
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A note for you if you pursue CPA licence, KEEP PRACTICE with the MANY WONDER HELPS I showed you. Make sure to check your works after solving simulations. If a Cashflow statement or your consolidation statement is balanced, you know you pass right after sitting for the exams. I hope my information are great and helpful. Implement them. They worked for me. Hey.... turn gray hair to black also guys. Do not forget HEALTH?
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